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Thomas Robertson

31 Years of Experience
Columbus, OH
Broker

Thomas Robertson is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

41 South High Street, Suite 2700, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a sole proprietor/owner/partner of Solitude LLC, a home ownership business in Columbus, OH, since November 2016. He dedicates minimal time to this activity during and after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
November 1999 - June 2009 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
August 1994 - June 2009 · 14 yrs 10 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Robertson - Financial Advisor | TrueAdvisor