SV
SV

Spilios Venetsanopoulos

28 Years of Experience
Los Angeles, CA
Broker

Spilios Venetsanopoulos is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 28 years of industry experience. Spilios operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Client Group, INC.Broker
May 2013 - Present · 13 yrs 2 mos
Capital Client Group, INC.
May 2013 - Present · 13 yrs 2 mos
Capital Client Group, INC.
May 2013 - Present · 13 yrs 2 mos
Previous Registrations
Prudential Investment Management Services LLCBroker
October 2007 - May 2013 · 5 yrs 7 mos
Mfs Fund Distributors, INC.Broker
November 2000 - October 2007 · 6 yrs 11 mos
Kemper Distributors, INC.Broker
November 1999 - September 2000 · 10 mos
Liberty Securities CorporationBroker
April 1996 - November 1997 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - August 1995 · 1 mo
Olde Discount CorporationBroker
March 1995 - June 1995 · 3 mos
L.C. Wegard & CO., INC.Broker
August 1994 - September 1994 · 1 mo
State Registrations8 states
CAFLILMINYOHTXWI
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.