John Hendricks is a registered investment advisor at Morgan Stanley, based in Latham, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1212 Troy Schenectady Road, Latham, NY, 12110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2011 - Present · 15 yrs
Morgan StanleyBroker
May 2011 - Present · 15 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - May 2011 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - May 2011 · 16 yrs 7 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.