Daniel Sanborn
Daniel Sanborn is a registered investment advisor at LPL Financial LLC, based in Plainview, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Gilbert Ln., Plainview, NY, 11797
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2007Employment Separation After Allegations
October 1998Other Business ActivitiesSells Insurance
Daniel operates Sanborn Wealth Management and Dime Financial Services as DBAs for his LPL business, dedicating a significant amount of time to these activities. He also works as an insurance agent for United American Insurance, offering Medicare Supplement Insurance and spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Nfb Investment Services CORP.Broker
North Fork Financial Advisors LLC
Greenpoint Securities LLCBroker
Essex National Securities, INC.Broker
PNC Brokerage CORPBroker
Dime Securities, INC.Broker
Smith Barney INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.