David Gay
David Gay is a registered investment advisor at Cetera Investment Advisers LLC, based in New Haven, CT, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
470 James Street, New Haven, CT, 06513
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent selling life, disability, annuities, and long-term care products, dedicating a few hours per week to this. He also works full-time as a financial advisor at Wooster Square Advisors, helping clients with their financial goals.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
First Investors CorporationBroker
State Registrations13 states
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