James Hundley
James Hundley is a PFS-designated registered investment advisor at LPL Financial LLC, based in Stanhope, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Stanhope, NJ
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Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
James receives non-variable insurance commission trails and works as a CPA providing tax preparation and accounting services, dedicating about a quarter of his time to the latter. He also operates James H Hundley Associates as a DBA for his LPL business, spending nearly full-time hours on this endeavor.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ic Advisory Services, INC.
The Investment Center, INC.Broker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Tfs Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.