RK
RK

Richard Kozlowski

31 Years of Experience
Princeton, NJ
Broker

Richard Kozlowski is a registered investment advisor at Blackrock Investment Management, LLC, based in Princeton, NJ, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 University Square Drive, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is an observing board member for Geowealth, a Turnkey Asset Management Platform. He attends board meetings, dedicating minimal time to this activity.

Employment History
Current Registrations
Blackrock Investment Management, LLC
September 2022 - Present · 3 yrs 8 mos
Blackrock Investments, LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Deawm Distributors, INC.Broker
February 2004 - January 2015 · 10 yrs 11 mos
Alliancebernstein Investment Research and Management, INC.Broker
April 1999 - January 2004 · 4 yrs 9 mos
Van Kampen Funds INC.Broker
August 1994 - April 1999 · 4 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Kozlowski - Financial Advisor | TrueAdvisor