Stephen Mark is a registered investment advisor at Emerson Equity LLC, based in San Francisco, CA, with 22 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
San Francisco, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a managing member of SPM Advisors, LLC, a registered investment advisor. He also operates as an independent entertainment event consultant under the name Stephen P. Mark & Associates.
Employment History
Current Registrations
Emerson Equity LLCBroker
Spm Advisors, LLC
Previous Registrations
Thornes & Associates, INC. Investment SecuritiesBroker
Banc of America Securities LLCBroker
Houlihan, Lokey, Howard & Zukin CapitalBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.