MF
MF

Michael Frank

30 Years of Experience
Millersville, MD
Broker

Michael Frank is a registered investment advisor at T. Rowe Price Associates, INC., based in Millersville, MD, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Millersville, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a member of two LLCs, one at 373 Menahan St and the other Katmick Realty LLC, both involved in rental property. These activities are not investment-related and require minimal time.

Employment History
Current Registrations
T. Rowe Price Associates, INC.
June 2022 - Present · 3 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
March 2022 - Present · 4 yrs 2 mos
T. Rowe Price Investment Services, INC.
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cohen & Steers Securities, LLCBroker
July 2020 - January 2022 · 1 yr 6 mos
Waddell & ReedBroker
February 2009 - May 2020 · 11 yrs 3 mos
Ivy Distributors, INC.Broker
February 2009 - May 2020 · 11 yrs 3 mos
Phoenix Equity Planning CorporationBroker
September 2000 - December 2008 · 8 yrs 3 mos
Nylife Distributors INC.Broker
May 1998 - August 2000 · 2 yrs 3 mos
Smith Barney INC.Broker
December 1994 - March 1998 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Frank - Financial Advisor | TrueAdvisor