Tate Jones is a registered investment advisor, based in Springfield, IL, with 31 years of industry experience.
Location
3200 West Iles, Springfield, IL, 62711
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tate is an EVP in Retail Banking at United Community Bank, overseeing the sales process and retail incentive program. This takes about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2018 - Present · 8 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wayne Hummer Investments L.L.C.Broker
December 2006 - April 2018 · 11 yrs 4 mos
Wayne Hummer Investments L.L.C.
October 2006 - April 2018 · 11 yrs 6 mos
Focused Investments L.L.C.Broker
March 2004 - December 2006 · 2 yrs 9 mos
Banc One Securities Corporation
July 2000 - March 2004 · 3 yrs 8 mos
Banc One Securities CorporationBroker
April 1999 - March 2004 · 4 yrs 11 mos
Olde Discount CorporationBroker
September 1994 - April 1999 · 4 yrs 7 mos
State Registrations13 states
ALCAFLIAILINMNMONCNYTXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.