SG
CFA
SG
CFA
Scott Goswami
11 Years of Experience
Summit, NJ
1 Disclosure
Scott Goswami is a CFA-designated registered investment advisor at Archstone Capital Advisors, based in Summit, NJ, with 11 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Advisory fees are non-negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Summit, NJ
Get directionsHistory
Regulatory History (1)
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Criminal
February 1987Final Disposition
Employment History
Current Registrations
Archstone Capital Advisors
November 2025 - Present · 6 mos
Previous Registrations
RBC Capital Markets, LLCBroker
June 2012 - July 2021 · 9 yrs 1 mo
Paribas CorporationBroker
August 1997 - December 1997 · 4 mos
Bzw Securities INC.Broker
October 1994 - August 1996 · 1 yr 10 mos
State Registrations2 states
CANJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.