TrueAdvisor
TrueAdvisor
SG
CFA
SG
CFA

Scott Goswami

Archstone Capital Advisors
12 Years of Experience
Summit, NJ
1 Disclosure
View SEC Summary
View SEC Summary

Scott Goswami is a CFA-designated registered investment advisor at Archstone Capital Advisors, based in Summit, NJ, with 12 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more.

Archstone Capital Advisors
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are non-negotiable and billed quarterly in arrears at an annual rate of 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Summit, NJ

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Archstone Capital Advisors
November 2025 - Present · 11 mos
Previous Registrations
RBC Capital Markets, LLCBroker
June 2012 - July 2021 · 9 yrs 1 mo
Paribas CorporationBroker
August 1997 - December 1997 · 4 mos
Bzw Securities INC.Broker
October 1994 - August 1996 · 1 yr 10 mos
State Registrations2 states
CANJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Summit, NJ →All financial advisors in New Jersey →