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Michael Murphy

29 Years of Experience
New York, NY
Broker

Michael Murphy is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 9, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is the owner of Dirigo Capital Management LLC, a private investment firm in Delaware, since 2010. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Morgan Stanley
August 2013 - March 2022 · 8 yrs 7 mos
Morgan StanleyBroker
May 2013 - March 2022 · 8 yrs 10 mos
Imperial Capital, LLCBroker
February 2012 - August 2012 · 6 mos
Bnp Paribas Securities CORP.Broker
October 2004 - December 2011 · 7 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2003 - August 2004 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - August 2004 · 1 yr 3 mos
Lehman Brothers INC.Broker
June 2000 - September 2002 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1996 - May 2000 · 3 yrs 6 mos
Bear, Stearns & CO. INC.Broker
November 1995 - October 1996 · 11 mos
Barclays De Zoete Wedd Securities INC.Broker
October 1994 - November 1995 · 1 yr 1 mo
State Registrations9 states
CACTFLMENJNYPRSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.