Harriet Higgins is a registered investment advisor at Mayflower Capital, based in Cortland, NY, with 12 years of industry experience. Harriet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 32 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The investment advisory fee can be negotiated based on criteria such as the size of the account, future additional assets, related accounts and account composition.
Fee Estimator
Location
Cortland, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Harriet works as an investment adviser representative for Financial Advisory Service, Inc., monitoring and advising clients. She also works part-time as a ski instructor at Greek Peak Mountain Resort.
Employment History
Current Registrations
Mayflower Capital
Previous Registrations
Financial Advisory Service INC
Ameriprise Financial Services, INC.
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.