Barbara Smith
Barbara Smith is a registered investment advisor at Foundations Investment Advisors LLC, based in San Marcos, TX, with 19 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
San Marcos, TX
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2017Other Business ActivitiesSells Insurance
Barbara is the President and Owner of Retirement Outfitters, LLC, an insurance agency, since 2006. She dedicates about half of her time to insurance sales and marketing duties at Retirement Outfitters, LLC.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Wealthsource® Partners, LLC
Avant-Garde Advisors LLC
May-Investments Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.