PH
CFP
PH
CFP

Peter Hong

31 Years of Experience
San Francisco, CA
1 DisclosureBroker

Peter Hong is a CFP-designated registered investment advisor, based in San Francisco, CA, with 31 years of industry experience.

Location

555 Montgomery St, San Francisco, CA, 94111

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History

Regulatory History (1)
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Customer Dispute
November 2006
Denied
Other Business Activities

Peter supervises financial advisors and recruits for East West Bank.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2018 - Present · 7 yrs 10 mos
Cetera Investment Services LLCBroker
September 2018 - Present · 7 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2012 - October 2018 · 6 yrs
Citigroup Global Markets INC.
October 2012 - October 2018 · 6 yrs
Wells Fargo Advisors, LLCBroker
August 2007 - August 2012 · 5 yrs
Wells Fargo Advisors, LLC
August 2007 - August 2012 · 5 yrs
Citigroup Global Markets INC.
May 2007 - August 2007 · 3 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2007 · 3 mos
Citicorp Investment Services
June 2002 - May 2007 · 4 yrs 11 mos
Citicorp Investment ServicesBroker
February 2001 - May 2007 · 6 yrs 3 mos
Wm Financial Services, INC.Broker
June 2000 - February 2001 · 8 mos
Citicorp Investment ServicesBroker
August 1997 - June 2000 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
September 1994 - August 1997 · 2 yrs 11 mos
Ids Life Insurance CompanyBroker
September 1994 - August 1997 · 2 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Hong - Financial Advisor | TrueAdvisor