MG
MG

Miguel Garcia

31 Years of Experience
Miami, FL
Broker

Miguel Garcia is a registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

600 Brickell Avenue, Suite 1875, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Miguel is the principal/managing director of The Counselor LLC and Mare Diafano LLC, both exclusively real estate properties, dedicating minimal time to each. He also owns and rents out two parking spaces, which requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2025 - Present · 10 mos
Raymond James & Associates, INC.Broker
July 2025 - Present · 10 mos
Previous Registrations
Oppenheimer & CO. INC.
June 2011 - July 2025 · 14 yrs 1 mo
Oppenheimer & CO. INC.Broker
October 2009 - July 2025 · 15 yrs 9 mos
Efg Capital InternationalBroker
October 2004 - October 2009 · 5 yrs
Citigroup Global Markets INC.
September 1994 - June 2004 · 9 yrs 9 mos
Citigroup Global Markets INC.Broker
September 1994 - June 2004 · 9 yrs 9 mos
State Registrations22 states
AKALAZCACTDEFLGAILINMANCNJNVNYOHPASDTXUTVirgin IslandsWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Miguel Garcia - Financial Advisor | TrueAdvisor