AP
AP

Alan Peller

31 Years of Experience
La Jolla, CA
Broker

Alan Peller is a registered investment advisor at Morgan Stanley, based in La Jolla, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1111 Prospect Street, La Jolla, CA, 92037

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Alan owns multiple rental properties in San Diego and Poway, CA, some jointly with his spouse. He dedicates minimal time to these activities, primarily for property management.

Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - October 2020 · 17 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2020 · 17 yrs 3 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
September 1994 - July 2003 · 8 yrs 10 mos
State Registrations32 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.