James Sicilian
James Sicilian is a registered investment advisor at Cetera Investment Advisers LLC, based in Bayside, NY, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Bayside, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as a firefighter full-time and is involved in commercial leasing, dedicating about 10-20% of his time. He also consults for the retail leasing market and manages rental properties, spending minimal time on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
SA Stone Wealth Management INC.Broker
Quest Capital Strategies, INC.Broker
Andover Brokerage, L.L.C.Broker
Schonfeld Securities, LLCBroker
On-Site Trading, INC.Broker
Vista Securities INC.Broker
Tasin & Company, INC.Broker
Olde Discount CorporationBroker
Gilford Securities IncorporatedBroker
Rickel & Associates, INC.Broker
South Richmond Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.