CG
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Charles Gillingham
31 Years of Experience
Saint Augustine, FL
3 DisclosuresBroker
Charles Gillingham is a registered investment advisor at Raymond James & Associates, INC., based in Saint Augustine, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
30 Epic Blvd Ste 110, Saint Augustine, FL, 32086
Get directionsHistory
Regulatory History (3)
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Customer Dispute
July 2021Denied
Customer Dispute
January 2021Denied
Customer Dispute
August 2001Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2020 - Present · 5 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
September 2014 - December 2020 · 6 yrs 3 mos
Bb&t Securities, LLCBroker
August 2014 - December 2020 · 6 yrs 4 mos
Wells Fargo Advisors, LLC
June 2003 - September 2014 · 11 yrs 3 mos
Wells Fargo Advisors, LLCBroker
June 2003 - September 2014 · 11 yrs 3 mos
Wachovia Securities, INC.Broker
October 2000 - January 2003 · 2 yrs 3 mos
Wachovia Securities, INC.
October 2000 - January 2003 · 2 yrs 3 mos
First Union Brokerage Services, INC.Broker
January 1998 - October 2000 · 2 yrs 9 mos
Dean Witter Reynolds INC.Broker
October 1994 - June 1998 · 3 yrs 8 mos
State Registrations39 states
AKALARAZCACOCTDCDEFLGAIAILINLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.