Claire E Soja

25 Years of Experience

1 DisclosureBroker

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

Capitol Securities Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

101 advisors

Number of Clients

3,745 clients

Average Client Portfolio

$486K average

Assets Under Management

$1.8B

Fee Structure

Location

601 South Harbour Island Blvd, Suite 109, Tampa, FL, 33602

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2003

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Claire is doing business as The Wellesley Group, which is investment-related.

Employment History

Current Registrations

Capitol Securities Management, INC.

August 2022 - Present · 3 yrs 6 mos

Capitol Securities Management, INC.Broker

August 2022 - Present · 3 yrs 6 mos

Capitol Securities Management, INC.

August 2022 - Present · 3 yrs 6 mos

Previous Registrations

Ameriprise Financial Services, LLC

May 2021 - August 2022 · 1 yr 3 mos

Ameriprise Financial Services, LLCBroker

May 2021 - August 2022 · 1 yr 3 mos

National Asset Management, INC.

May 2021 - May 2021 · 0 mos

National Securities CorporationBroker

March 2021 - May 2021 · 2 mos

Winslow, Evans & Crocker, INC.

August 2014 - April 2021 · 6 yrs 8 mos

Winslow, Evans & Crocker, INC.Broker

July 2014 - April 2021 · 6 yrs 9 mos

Detwiler Fenton Wealth Management INCBroker

December 2011 - July 2014 · 2 yrs 7 mos

Detwiler Fenton Investment Management LLC

August 2010 - July 2014 · 3 yrs 11 mos

Detwiler Fenton & CO.

January 2007 - December 2010 · 3 yrs 11 mos

Detwiler, Mitchell, Fenton & Graves, INC.

June 2005 - December 2006 · 1 yr 6 mos

Detwiler Fenton & CO.Broker

June 2005 - July 2014 · 9 yrs 1 mo

Brown Brothers Harriman & CO.Broker

October 2000 - June 2005 · 4 yrs 8 mos

State Registrations7 states

CACTFLGAMAMENC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.