Derek Cook is a registered investment advisor, based in Westfield, IN, with 31 years of industry experience.
Location
Westfield, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Blackrock Investments, LLCBroker
May 2011 - Present · 14 yrs 11 mos
Blackrock Financial Management, INC
May 2011 - Present · 14 yrs 11 mos
Blackrock Investments, LLC
May 2011 - Present · 14 yrs 11 mos
Previous Registrations
Lord, Abbett & CO. LLC
November 2000 - May 2011 · 10 yrs 6 mos
Lord Abbett Distributor LLCBroker
March 2000 - May 2011 · 11 yrs 2 mos
Kemper Distributors, INC.Broker
October 1998 - February 2000 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1995 - October 1998 · 3 yrs 8 mos
Van Kampen/american Capital Distributors, INC.Broker
November 1994 - March 1995 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.