Nicole Nelson is a registered investment advisor at RBC Capital Markets, LLC, based in Cohasset, MA, with 29 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Cohasset, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicole is a passive owner of a vacation rental property through Elliot Ventures LLC since April 2023. Her duties are minimal, taking a few hours per week.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan StanleyBroker
Deutsche Bank Securities INC.Broker
Compass Securities CorporationBroker
Pruco Securities CorporationBroker
Compass Securities CorporationBroker
Scudder Investor Services, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.