Neil Carousso is a CFP-designated registered investment advisor at Ngc Financial, LLC, based in Bayside, NY, with 31 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 78 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.20% |
| $1M+ | 1.00% |
Fees may be negotiable.
Fee Estimator
Location
3601 208th Street, Bayside, NY, 11361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Neil is a CPA and owns an accounting and tax preparation business since 1989. The business is seasonal, requiring about 24 hours per week from February to April, and consists of individual tax clients.
Employment History
Current Registrations
Ngc Financial, LLC
Ngc Financial, LLCBroker
Previous Registrations
Ngc Financial, LLCBroker
First Security Investments, INC.Broker
Rnr Securities, L.L.C.Broker
First Asset Management, INC.Broker
State Registrations18 states
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