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William Huffman

53 Years of Experience
Clayton, MO
Broker

William Huffman is a registered investment advisor at Morgan Stanley, based in Clayton, MO, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7733 Forsyth Boulevard, Suite 2100, Clayton, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a co-owner of Concept, LLC and acts as a trustee for two trusts since December 2019. He spends minimal time on these trustee roles during business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 1998 - April 2007 · 8 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1988 - April 2007 · 18 yrs 8 mos
Shearson Lehman Hutton INC.Broker
April 1988 - August 1988 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1972 - May 1975 · 2 yrs 5 mos
E. F. Hutton & Company INCBroker
December 1972 - April 1988 · 15 yrs 4 mos
State Registrations38 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
William Huffman - Financial Advisor | TrueAdvisor