Pornnipa Pongvitayapanu
Pornnipa Pongvitayapanu is a registered investment advisor at LPL Enterprise, LLC, based in West Islip, NY, with 31 years of industry experience. Pornnipa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
West Islip, NY
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Regulatory History (1)
Financial
January 2021Other Business ActivitiesSells Insurance
Pornnipa recommends, sells, and services life insurance, annuities, and investments through Palo Agency, Inc., dedicating full-time hours to this activity. She also markets and sells health insurance to prospects, spending about 10-20% of her time on this.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.