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Susan Nottingham

31 Years of Experience
Stamford, CT
Broker

Susan Nottingham is a registered investment advisor, based in Stamford, CT, with 31 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Susan is an investment adviser at Steward Partners Investment Advisory LLC and an owner of Nottingham Wealth Management Group, a support company/DBA. She also owns and manages a personal Airbnb rental, dedicating minimal time to it.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2020 - May 2022 · 2 yrs
Wells Fargo Clearing Services, LLC
November 2005 - May 2020 · 14 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
November 2005 - May 2020 · 14 yrs 6 mos
Legg Mason Wood Walker INC
January 1999 - November 2005 · 6 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1998 - November 2005 · 6 yrs 11 mos
Nationsbanc Investments, INC.Broker
January 1998 - December 1998 · 11 mos
NationssecuritiesBroker
September 1994 - January 1998 · 3 yrs 4 mos
State Registrations22 states
ARCACODCFLGAMAMDMTNCNHNYORPAPRRISCTNTXVAVTVirgin Islands
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Susan Nottingham - Financial Advisor | TrueAdvisor