Thomas Wiseman
Thomas Wiseman is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Delphos, OH, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
901 Elida Ave, Delphos, OH, 45833
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2005Other Business Activities
Thomas is the head varsity soccer coach for boys at Piqua City Schools since 2020. This non-investment related activity takes about 10-20% of his time.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
W&s Brokerage Services, INC.Broker
Nationwide Securities, INC.Broker
H&r Block Financial Advisors, INC.
H&r Block Financial Advisors, INC.Broker
Financial Network Investment CorporationBroker
Ncf Financial Services, INC.
Ncf Financial Services, INC.Broker
L.M. Kohn & CompanyBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
PNC Brokerage CORPBroker
Firstar Investment Services,inc.Broker
Conseco Securities, INC.Broker
Mds Securities IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.