James Waters is a registered investment advisor at Waters, James J., based in 3508 Bayfair Place, FL, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
The asset based charge is typically 0.25% of assets under management annually, or less. Fees are negotiable. In some cases a flat fee is charged rather than a percentage of assets under management. Flat fees are typically based on a percentage of assets under management in the range of 0.25% to 0.10% then rounded to an amount.
Fee Estimator
Location
3508 Bayfair Place, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the treasurer for Bayfair Homeowners Association since 2008, spending minimal time collecting assessments and paying bills. This activity is not investment-related.
Employment History
Current Registrations
Waters, James J.
Previous Registrations
Captrust Advisors, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Captrust Financial Advisors
Captrust Financial Advisors, LLCBroker
Raymond James Financial Services, INC.Broker
First Southeastern Securities Group, IncorporatedBroker
Forth Financial Securities, CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.