KD
KD

Keith Dilloway

22 Years of Experience
San Diego, CA
Broker

Keith Dilloway is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 22 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

655 W Broadway12th Fl, San Diego, CA, 92101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Financial Specialists LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Wealth Services, LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Investment Services LLC
December 2021 - Present · 4 yrs 5 mos
Cetera Advisors LLCBroker
December 2021 - Present · 4 yrs 5 mos
Cetera Financial Specialists LLCBroker
December 2021 - Present · 4 yrs 5 mos
Cetera Wealth Services, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Cetera Investment Services LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2021 - June 2023 · 1 yr 6 mos
First Allied Securities, INC.Broker
December 2021 - September 2022 · 9 mos
Commonwealth Financial Network
March 2021 - October 2021 · 7 mos
Commonwealth Financial NetworkBroker
March 2021 - October 2021 · 7 mos
Morgan Stanley
April 2016 - March 2021 · 4 yrs 11 mos
Morgan StanleyBroker
April 2016 - March 2021 · 4 yrs 11 mos
Cuso Financial Services, L.P.Broker
November 2010 - March 2016 · 5 yrs 4 mos
Sorrento Pacific Financial, LLC
October 2010 - March 2016 · 5 yrs 5 mos
Sorrento Pacific Financial, LLCBroker
October 2010 - March 2016 · 5 yrs 5 mos
AXA Advisors, LLC
May 2009 - October 2010 · 1 yr 5 mos
AXA Advisors, LLCBroker
May 2009 - October 2010 · 1 yr 5 mos
LPL Financial Corporation
December 2003 - January 2009 · 5 yrs 1 mo
LPL Financial CorporationBroker
October 2003 - January 2009 · 5 yrs 3 mos
Sunamerica Securities, INC.Broker
August 1994 - March 1995 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.