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Stanford Hirata

31 Years of Experience
Roseville, CA
Broker

Stanford Hirata is a registered investment advisor, based in Roseville, CA, with 31 years of industry experience.

Location

915 Highland Pointe Dr, Suite #250, Roseville, CA, 95678

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stanford is involved in FINRA arbitration since 1997 and is a member of the Sacramento Senator Lions Club since 1991. He also owns Capital Legacy Investments, LLC (real estate) and Woodcreek Wealth Management, dedicating full-time hours to the latter, which only offers Cetera Advisors products/services.

Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
July 1997 - July 2012 · 15 yrs
First Allied Securities, INC.Broker
December 1994 - September 2022 · 27 yrs 9 mos
First Affiliated SecuritiesBroker
August 1994 - August 1995 · 1 yr
State Registrations19 states
AKAZCACOFLHIIDILMNMOMTNCNMNVOKORTXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stanford Hirata - Financial Advisor | TrueAdvisor