FG
FG
Frank Garruzzo is a registered investment advisor at Morgan Stanley, based in Sea Girt, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2150 Highway 35, Suite 200, Sea Girt, NJ, 08750
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011Settled
Customer Dispute
March 2010Settled
Customer Dispute
May 2008Settled
Customer Dispute
December 2005Settled
Customer Dispute
May 2004Denied
Customer Dispute
July 2002Denied
Other Business Activities
Frank is the Mayor of Brielle, New Jersey, and dedicates minimal time outside of business hours to this role. He is also a partner in a real estate venture (2G2K LLC) and has an ownership stake in a restaurant/bar/nightclub (Brielle Union Partners).
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
September 1994 - June 2009 · 14 yrs 9 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAILKSLAMAMDMEMSNCNHNJNVNYOHPAPRSCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.