Frank Garruzzo is a registered investment advisor at Morgan Stanley, based in Sea Girt, NJ, with 32 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2150 Highway 35, Suite 200, Sea Girt, NJ, 08750
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Regulatory History (6)
Customer Dispute
July 2011Customer Dispute
March 2010Customer Dispute
May 2008Customer Dispute
December 2005Customer Dispute
May 2004Customer Dispute
July 2002Other Business Activities
Frank is the Mayor of Brielle, New Jersey, and dedicates minimal time outside of business hours to this role. He is also a partner in a real estate venture (2G2K LLC) and has an ownership stake in a restaurant/bar/nightclub (Brielle Union Partners).
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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