Jeffrey Bergholt
Jeffrey Bergholt is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is on the investment committee for the Surfinder Foundation, a non-profit focused on ocean protection, spending minimal time per year. He is also an elected member of the Ross School Board, dedicating minimal time per month.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Thomas Weisel Partners LLC
Thomas Weisel Partners LLCBroker
Capitalengine Securities, INC.Broker
Banc of America Securities LLCBroker
Montgomery SecuritiesBroker
State Registrations38 states
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