Stephen Mitola
Stephen Mitola is a registered investment advisor at Key Investment Services LLC, based in Brooklyn, OH, with 31 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Location
4900 Tiedeman Road, Brooklyn, OH, 44144
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business Activities
Stephen co-owns two thoroughbred race horses, Unicorn Sally (active racer) since 2019 and In All My Dreams since April 2024. He spends minimal time on these activities.
Employment History
Current Registrations
Key Investment Services LLC
Key Investment Services LLC
Key Investment Services LLCBroker
Previous Registrations
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Lm Financial Partners, INC.Broker
Charter One Securities, INC.Broker
Lm Financial Partners, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.