David Quaglia
David Quaglia is a registered investment advisor at MML Investors Services, LLC, based in Crown Point, IN, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
9800 Connecticut Dr, Crown Point, IN, 46307
Get directionsHistory
Regulatory History (3)
Judgment / Lien
November 2025Customer Dispute
February 2016Criminal
September 1993Other Business ActivitiesSells Insurance
David works as a risk manager dealing with worker's compensation insurance for Nexus Employment Solutions Plus, Inc, dedicating about a quarter of his time. He is also the President of Tymar Wealth Group Inc, providing life and health insurance services, which takes about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Oneamerica Securities, INC.Broker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
Lasalle St Securities, L.L.C.Broker
Lasalle St Securities, L.L.C.Broker
Howe Barnes Investments, INC.Broker
Quest Capital Strategies, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Charles RanichMML Investors Services, LLC
- Joseph Lauer, CFPStifel, Nicolaus & Company, Incorporated
- Randall Minas, CFPStifel, Nicolaus & Company, Incorporated
- Elisha Porterfield, CFPStifel, Nicolaus & Company, Incorporated
- John Larson, ChFCAmeriprise Financial Services, LLC
- Adam Paulson, CFPMariner