David Quaglia
David Quaglia is a registered investment advisor at MML Investors Services, LLC, based in Crown Point, IN, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
9800 Connecticut Dr, Crown Point, IN, 46307
Get directionsHistory
Regulatory History (3)
Judgment / Lien
November 2025Customer Dispute
February 2016Criminal
September 1993Other Business ActivitiesSells Insurance
David works as a risk manager dealing with worker's compensation insurance for Nexus Employment Solutions Plus, Inc, dedicating about a quarter of his time. He is also the President of Tymar Wealth Group Inc, providing life and health insurance services, which takes about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Oneamerica Securities, INC.Broker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
Lasalle St Securities, L.L.C.Broker
Lasalle St Securities, L.L.C.Broker
Howe Barnes Investments, INC.Broker
Quest Capital Strategies, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.