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Claude Manus

31 Years of Experience
Grand Rapids, MI
5 DisclosuresBroker

Claude Manus is a registered investment advisor at Ameriprise Financial Services, LLC, based in Grand Rapids, MI, with 31 years of industry experience. Claude operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

975 3 Mile Rd Nw, Ste 12, Grand Rapids, MI, 49544

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Customer Dispute
November 2004
Settled
Customer Dispute
April 2004
Settled
Customer Dispute
April 2003
Settled
Criminal
August 1992
Final Disposition
Other Business Activities

Claude is a former chair and board member of the Family Center/US Army Reserves since 2008, and does charitable work with the Knights of Columbus since 2013. Both activities take minimal time and are not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2010 - Present · 15 yrs 8 mos
Ameriprise Financial Services, LLC
October 1994 - Present · 31 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 1994 - Present · 31 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2006 - October 2006 · 0 mos
Ids Life Insurance CompanyBroker
October 1994 - July 2006 · 11 yrs 9 mos
State Registrations8 states
ALCAFLGAINMIMNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Claude Manus - Financial Advisor | TrueAdvisor