Jordan Waxman is a registered investment advisor, based in Boca Raton, FL, with 31 years of industry experience.
Location
Boca Raton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jordan serves as a trustee for three trusts, dedicating minimal time to each. Jordan also manages investment-related LLCs and private placement life insurance assets for several individuals, spending a few hours per week on these activities.
Employment History
Current Registrations
Hightower Securities, LLC
Hightower Advisors, LLC
Hightower Securities, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.