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HB
HB
Henry Platt Brightwell
Formidable Asset Management, LLC
30 Years of Experience
3 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Estate Planning
Insurance Planning
High Net Worth
Formidable Asset Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
871 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$876.0M
Fee Structure
Investment Management
Planning
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Location
221 E 4th St, Suite 2850, Cincinnati, OH, 45202
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History
Regulatory History (3)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
April 2016
Customer Dispute
November 2008
Denied
Customer Dispute
May 2005
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Formidable Asset Management, LLC
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2008 - May 2016 · 8 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
Broker
March 2008 - May 2016 · 8 yrs 2 mos
Hilliard Lyons
October 2003 - March 2008 · 4 yrs 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.
Broker
November 1994 - March 2008 · 13 yrs 4 mos
State Registrations
1 state
OH
Advisor
Exams
No exam information available for this advisor.