Diane Hall
Diane Hall is a registered investment advisor at Gateway Financial Advisors Texas, LLC, based in Lampasas, TX, with 31 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 101 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3M+ | 0.75% |
Fees are negotiable. Nonprofits pay 0.75%.
Fee Estimator
Location
19261 Fm 581 E, Lampasas, TX, 76650
Get directionsHistory
Regulatory History (4)
Judgment / Lien
July 2016Judgment / Lien
June 2016Judgment / Lien
December 2015Judgment / Lien
December 2015Other Business ActivitiesSells Insurance
Diane manages Tres Playas Quarter Horses, LLC, taking about a quarter of her time. She is also affiliated with Gateway Financial Advisors and Cambridge Investment Research Inc, where she provides products such as life insurance, annuities, and general securities, dedicating a few hours per week to each.
Employment History
Current Registrations
Gateway Financial Advisors Texas, LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Smarter Financial Solutions
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Pan-American Financial AdvisersBroker
Pan-American Investment Advisers, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.