WH
WH
William Hughes
55 Years of Experience
Houston, TX
3 Disclosures
William Hughes is a registered investment advisor at Hurwitz Associates, INC., based in Houston, TX, with 55 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 106 clients with $59M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
106 clients
Average Client Portfolio
$556K average
Assets Under Management
$58.9M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.5M | 2.00% |
| $1.5M - $2.5M | 1.50% |
| $2.5M+ | 1.25% |
Fees are generally negotiable and may be tailored to meet client requirements.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10101 Fondren Rd, Suite 227, Houston, TX, 77096
Get directionsHistory
Regulatory History (3)
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Criminal
August 2006Final Disposition
Criminal
November 1998Final Disposition
Criminal
June 1990Final Disposition
Employment History
Current Registrations
Hurwitz Associates, INC.
May 2016 - Present · 10 yrs
Previous Registrations
Raymond James & Associates, INC.
June 2005 - March 2016 · 10 yrs 9 mos
Raymond James & Associates, INC.Broker
May 2001 - March 2016 · 14 yrs 10 mos
Sg Cowen Securities CorporationBroker
July 1998 - November 2000 · 2 yrs 4 mos
Cowen & CO.Broker
September 1995 - July 1998 · 2 yrs 10 mos
Everen Securities, INC.Broker
December 1993 - August 1995 · 1 yr 8 mos
Cowen & CO.Broker
January 1990 - February 1993 · 3 yrs 1 mo
Eppler, Guerin & Turner, INC.Broker
September 1969 - January 1990 · 20 yrs 4 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.