TrueAdvisor
TrueAdvisor
MB
MB

Matthew Becker

Morgan Stanley
31 Years of Experience
Portsmouth, NH
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Matthew Becker is a registered investment advisor at Morgan Stanley, based in Portsmouth, NH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
View Full SEC Brochure

Location

1 Harbour Place, Suite 125, Portsmouth, NH, 03801

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2013
Customer Dispute
May 2011
Award / Judgment
Regulatory
August 2010
Final
Customer Dispute
April 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew is a musician and proprietor of Live from Matt's House, LLC, a recreation business. He spends a few hours per week on this activity outside of business hours playing guitar.

Employment History
Current Registrations
Morgan Stanley
March 2015 - Present · 11 yrs 2 mos
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2013 - July 2013 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - June 2013 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - June 2013 · 7 yrs
Wachovia Securities, LLCBroker
July 2003 - July 2006 · 3 yrs
Wachovia Securities, LLC
July 2003 - July 2006 · 3 yrs
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 1995 - May 2001 · 6 yrs 2 mos
State Registrations19 states
AZCACOCTDEFLLAMAMEMNNCNHNJNYPASCTXUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Portsmouth, NH →All financial advisors in New Hampshire →