RH
RH

Richard Hendry

31 Years of Experience
Englewood, CO
2 DisclosuresBroker

Richard Hendry is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Englewood, CO, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

9800 Pyramid Ct, Suite 400, Englewood, CO, 80112

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Denied
Customer Dispute
April 1999
Denied
Other Business Activities

Richard coaches a high school multisport triathlon club, overseeing practices and coaching the team. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 8 mos
Raymond James Financial Services, INC.
March 1999 - Present · 27 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 1999 - Present · 27 yrs 6 mos
Previous Registrations
Raymond James Financial Services
April 2003 - January 2009 · 5 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
July 1998 - March 1999 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - July 1998 · 3 yrs 9 mos
State Registrations25 states
ALAZCACODCFLGAILINMAMNMOMSNCNVNYOHPASCSDTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.