JH
JH

James Hulsey

55 Years of Experience
Northport, AL
BrokerSells Insurance

James Hulsey is a registered investment advisor at Cetera Investment Advisers LLC, based in Northport, AL, with 55 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Northport, AL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

James is an independent insurance agent selling various insurance products, including dental, disability, fixed annuities, life/accident/health, and long-term care. He also serves as a notary public, dedicating minimal time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
May 2006 - September 2013 · 7 yrs 4 mos
Walnut Street Advisers INC
October 1993 - November 2006 · 13 yrs 1 mo
Walnut Street Securities, INC.Broker
July 1985 - September 2013 · 28 yrs 2 mos
General American Life Insurance CompanyBroker
October 1973 - January 1987 · 13 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
May 1970 - October 1973 · 3 yrs 5 mos
State Registrations5 states
ALFLGAMSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.