Richard Miller
Richard Miller is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Wellesley, MA, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
60 Walnut St Ste 4, Wellesley, MA, 02481
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2024Customer Dispute
December 2002Customer Dispute
August 2001Other Business ActivitiesSells Insurance
Richard owns multiple real estate properties and is an independent insurance broker for long-term care policies. He also owns a consulting business and Array Services, LLC, and performs tax preparation services, dedicating about a quarter of his time to the consulting business and a few hours per week to tax preparation and Array Services.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.