Trevor Smallwood
Trevor Smallwood is a registered investment advisor at Clinton Investment Management, LLC, based in Stamford, CT, with 20 years of industry experience. Trevor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,846 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.60% |
| $5M+ | 0.37% |
These rates apply to Municipal Market Duration, Municipal Intermediate Duration, Municipal Short Duration, and Taxable Market Duration strategies. The Municipal Credit Opportunities strategy charges 0.85% of AUM. Fees and account minimums may be negotiable.
Fee Estimator
Location
333 Ludlow Street, South Tower, 8th Floor, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Clinton Investment Management, LLC
Previous Registrations
Foreside Fund Services, LLCBroker
Alps Distributors, INC.Broker
Quasar Distributors, LLCBroker
Brandes Investment Partners, LP
Blackrock Investments, LLCBroker
Blackrock Investment Management, LLC
Rockingstone Advisors
Fisher Investments
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Rittenhouse Asset Management, INC.
Nuveen Investments, LLCBroker
State Registrations1 state
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