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Robert Mullarkey

Charles Schwab & CO., INC.
30 Years of Experience
Los Altos, CA
1 DisclosureBroker
View SEC Summary
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Robert Mullarkey is a registered investment advisor at Charles Schwab & CO., INC., based in Los Altos, CA, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

240 Third Street, Suite 100, Los Altos, CA, 94022-3617

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2002 - Present · 24 yrs 6 mos
Charles Schwab & CO., INC.Broker
March 2002 - Present · 24 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
September 1997 - March 2001 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1995 - October 1997 · 2 yrs 4 mos
Bear, Stearns & CO. INC.Broker
September 1994 - May 1995 · 8 mos
State Registrations19 states
AZCACOFLGAHIILMAMDMTNJNVNYORSDTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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