SF
ChFC
SF
ChFC

Sylvia Frattallone

31 Years of Experience
Ada, MI
3 DisclosuresBroker

Sylvia Frattallone is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Ada, MI, with 31 years of industry experience. Sylvia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6300 Fulton St E, Ada, MI, 49301-9038

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Denied
Customer Dispute
August 2017
Denied
Customer Dispute
March 2009
Denied
Other Business Activities

Sylvia owns commercial real estate and an LLC to hold the real estate. She also serves as treasurer for the Fulton Woods Corporate Park Association, spending minimal time on this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2010 - Present · 15 yrs 11 mos
Ameriprise Financial Services, LLC
September 1994 - Present · 31 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 1994 - Present · 31 yrs 8 mos
Previous Registrations
Ids Life Insurance CompanyBroker
September 1994 - July 2006 · 11 yrs 10 mos
State Registrations28 states
AZCACODEFLIDILINKSKYMAMDMEMIMNMONENJNVNYOHORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sylvia Frattallone - Financial Advisor | TrueAdvisor