CB
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Charles Barker

31 Years of Experience
Dalton, GA
Broker

Charles Barker is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Dalton, GA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

200 West Emery Street, Suite 1, Dalton, GA, 30722

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles is an owner of Barker Petway Investment & Retirement Management, his DBA, and a partner in two rental real estate businesses, GPB, LLC and IRM Investments, LLC. He spends minimal time on each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2016 - Present · 10 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
LPL Financial LLC
March 2003 - January 2016 · 12 yrs 10 mos
LPL Financial LLCBroker
February 1998 - January 2016 · 17 yrs 11 mos
Amsouth Investment Services, INC.Broker
July 1997 - February 1998 · 7 mos
J.C. Bradford & CO.Broker
October 1994 - July 1997 · 2 yrs 9 mos
State Registrations10 states
ALCOFLGAMONYOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.