KH
CFP
KH
CFP
Kevin Haggard is a CFP-designated registered investment advisor, based in Pineville, NC, with 19 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9007 Pineville-Matthews Rd, Pineville, NC, 28134
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2009Denied
Other Business ActivitiesSells Insurance
Kevin owns Marcus Tumban Tax Services and is an agent for SECU Life Insurance Company selling life insurance since 10/2024. He also works as a Financial Advisory Services Specialist at State Employees' Credit Union, providing financial services to members.
Employment History
Current Registrations
Credit Union Investment Services
October 2024 - Present · 2 yrs
Secu Brokerage ServicesBroker
October 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors
October 2022 - June 2024 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2022 - June 2024 · 1 yr 9 mos
Avantax Investment Services, INC.Broker
December 2018 - August 2022 · 3 yrs 8 mos
Avantax Advisory Services
December 2018 - August 2022 · 3 yrs 8 mos
MML Investors Services, LLC
January 2017 - February 2018 · 1 yr 1 mo
MML Investors Services, LLCBroker
January 2017 - February 2018 · 1 yr 1 mo
H.D. Vest Advisory Services, INC
October 2014 - November 2016 · 2 yrs 1 mo
Hd Vest Investment ServicesBroker
October 2014 - November 2016 · 2 yrs 1 mo
Fifth Third Securities, INC.
July 2013 - March 2014 · 8 mos
Fifth Third Securities, INC.Broker
July 2013 - March 2014 · 8 mos
Edward JonesBroker
July 2012 - March 2013 · 8 mos
Edward Jones
July 2012 - March 2013 · 8 mos
VALIC Financial Advisors, INC.
September 2011 - June 2012 · 9 mos
VALIC Financial Advisors, INC.Broker
September 2011 - June 2012 · 9 mos
Chase Investment Services CORP.Broker
November 2009 - October 2011 · 1 yr 11 mos
Nylife Securities LLCBroker
October 2006 - November 2008 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
July 2005 - July 2006 · 1 yr
Banc One Securities CorporationBroker
April 2004 - July 2005 · 1 yr 3 mos
Sentry Equity Services, INC.Broker
February 1995 - August 1995 · 6 mos
Pruco Securities CorporationBroker
September 1994 - December 1994 · 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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