Kevin Haggard
Kevin Haggard is a CFP-designated registered investment advisor at Credit Union Investment Services, based in Pineville, NC, with 18 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
0.25% annual fee for cash and individual fixed income. 0.50% annual fee for all other securities. This fee is non-negotiable.
Fee Estimator
Location
9007 Pineville-Matthews Rd, Pineville, NC, 28134
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Kevin owns Marcus Tumban Tax Services and is an agent for SECU Life Insurance Company selling life insurance since 10/2024. He also works as a Financial Advisory Services Specialist at State Employees' Credit Union, providing financial services to members.
Employment History
Current Registrations
Credit Union Investment Services
Secu Brokerage ServicesBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Avantax Investment Services, INC.Broker
Avantax Advisory Services
MML Investors Services, LLC
MML Investors Services, LLCBroker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Edward JonesBroker
Edward Jones
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Chase Investment Services CORP.Broker
Nylife Securities LLCBroker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Sentry Equity Services, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.