WH
WH

Wayne Humphries

53 Years of Experience
Stevensville, MD
1 DisclosureBroker

Wayne Humphries is a registered investment advisor at Bayview Investment Counsel, INC, based in Stevensville, MD, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 115 clients with $31M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
115 clients
Average Client Portfolio
$269K average
Assets Under Management
$30.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

301 Pier One Road #201, Stevensville, MD, 21666

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1997
Final
Employment History
Current Registrations
Bayview Investment Counsel, INC
July 1991 - Present · 34 yrs 10 mos
International Money Management Group, INC.Broker
January 1984 - Present · 42 yrs 4 mos
Previous Registrations
Bnl Securities INC.Broker
September 1982 - February 1984 · 1 yr 5 mos
Independent Financial Planners CorporationBroker
January 1978 - December 1982 · 4 yrs 11 mos
Voss & CO., INC.Broker
February 1977 - February 1978 · 1 yr
I.F.S. Investors Services, INC.Broker
September 1970 - March 1975 · 4 yrs 6 mos
State Registrations3 states
FLMDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wayne Humphries - Financial Advisor | TrueAdvisor